On Demand

Essentials

Pitfalls of Arbitrating Employment Claims in FINRA

1h 10m

Created on November 08, 2022

Intermediate

CC

4.8

(286 reviews)

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Course Price

$79


  • Instant Certificate Upon Completion
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Overview

Arbitration is always the best forum for defending an employment case, right? Not necessarily! This program will discuss some pros - and many cons - of arbitrating employment claims before a panel of FINRA arbitrators. It will also outline some best practices if you find yourself defending discrimination or harassment claims in a FINRA forum. This program will benefit litigators who defend financial services clients that are FINRA members and that employ FINRA members.


Learning Objectives:
  1. Discuss issues to consider before agreeing to arbitrate statutory employment claims in FINRA arbitration.
  2. Predict potential circumstances when FINRA arbitration makes sense for statutory employment claims, and identify circumstances when you should object to FINRA arbitration
  3. Determine best practices for defending statutory employment claims before FINRA
  4. Review FINRA procedures, special rules, and arbitrator selection involved with statutory employment claims
  5. Identify special issues that may arise in defending employment claims in FINRA, and discuss ways to manage them

Credits

Faculty

Reviews

4.8

(286 reviews)

Recent Reviews

very well done.

Kinchen B.Jan 14, 2025

This CLE course was probably the best and most informative course I have ever taken.

Laura W.Jan 1, 2025

Very knowledgeable presenters with real life examples. Well done.

Samuel L.Dec 31, 2024

Great working knowledge of Presenters. Excellent Team

Stanley W.Sep 5, 2024

Great content for many arbitration strategy considerations

Nicholas R.Oct 17, 2023

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