FINRA (the Financial Industry Regulatory Authority) provides the exclusive forum for the arbitration of disputes that arise between a customer and his or her securities brokerage firm. Such disputes are the subject of mandatory arbitration provisions that exist in nearly all brokerage account-opening agreements. By providing a detailed explanation of the FINRA arbitration process and its central components, attorneys Kevin Galbraith and Michael Giarrusso offer viewers professional insight and perspective on a range of issues, including vetting a potential case, preparing and filing a Statement of Claim, and shepherding that claim through the discovery process and to a merits hearing or a negotiated settlement.
In addition, they will offer insight into some recent trends in securities arbitration through a discussion of cases involving non-traded REITS and financial elder abuse.
Excellent update, as usual from Lawline
Very appropriate to my practice
The presentations were well done. The material was understandable.
Best webcast I have attended.
A very informative presentation.
Extremely knowledgeable presenters. Excellent!
Well presented course.
Excellent and informative presenters!