Protecting Senior & Vulnerable Clients from Financial Exploitation: Regulatory Updates and Best Practices
Created on September 13, 2021
The financial exploitation of seniors and other vulnerable clients is a growing problem. Regulators estimate that there are almost four million annual occurrences of such exploitation and given the aging of the investing population, that population's unique vulnerabilities, and their substantial wealth, all stakeholders can expect continued growth of this scourge.
Our panelists will discuss best practices to protect senior and vulnerable clients from exploitation and fraud while navigating the complex web of obligations under federal and state laws and FINRA rules.
Discuss the uptick of senior financial exploitation in recent years
Explore senior based rules and laws
Identify best practices to protect their senior and vulnerable clients
Provide alternative legal tools and remedies to protect senior and vulnerable clients
Gain access to this course, plus unlimited access to 1,700+ courses, with an Unlimited Subscription.Explore Lawline Subscriptions