Preparing a TCR for the SEC: Reporting Corporate Fraud and Foreign Corruption

This comprehensive program examines the Securities and Exchange Commission's whistleblower program, with particular focus on the Tips, Complaints, and Referrals (TCR) system. The course provides detailed guidance on preparing successful whistleblower submissions while navigating confidentiality requirements and anti-retaliation protections. Through analysis of recent enforcement actions, including major Foreign Corrupt Practices Act (FCPA) cases, participants will gain practical insights into effective whistleblower reporting strategies.

Designed for attorneys representing whistleblowers, compliance professionals, and corporate counsel, this program offers essential guidance on evaluating potential securities violations and preparing compelling TCR submissions. Participants will learn about the program's success metrics, including over $1.9 billion in awards to 397 whistleblowers since 2011, while understanding how to maximize potential recovery through proper case preparation.

This program includes detailed case studies of major enforcement actions against companies like Goldman Sachs, Credit Suisse, and Oracle, providing practical context for understanding SEC priorities and successful whistleblower claims.

Learning Objectives:

1. Analyze SEC whistleblower eligibility requirements and award criteria to effectively evaluate potential claims
2. Implement strategies for preparing comprehensive TCR submissions that meet statutory requirements for "original information"
3. Navigate confidentiality requirements and anti-retaliation protections while maximizing potential whistleblower awards
4. Apply best practices for documenting FCPA violations and other securities law infractions through examination of successful enforcement actions