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On Demand
Included in
Essentials and Plus
Out of the Shadows and into the Spotlight - A Fresh Look at Insider Trading as it Relates to New SEC Rules and Recent SEC Cases
What You'll Learn AI-Generated
- 1 Possession of material nonpublic information at trade time can trigger insider trading liability
- 2 Materiality and nonpublicness assessment using the reasonable‑investor test and two‑day market absorption
- 3 Classical, misappropriation, and tipper‑tippee liability and the tipper benefit and tippee knowledge elements
- 4 10b5‑1 plan essentials and policy practices: adopt when not holding MNPI, include cooling‑offs, limit changes, and coordinate blackout rules
"Comprehensive, well-presented overview of insider-trading issues using case-law fact patterns to illustrate key concepts."
Based on transcript analysis and 10 reviews
Overview
Intermediate
This course includes:
- 1.1 hours on-demand video
- Certificate of completion
- CLE credits and reporting (if applicable)
- Closed captions
- Desktop & mobile access
CLE Credits
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