On Demand Audio

Ethical Issues in Litigation Finance (2020 Update)

(225 reviews)

Produced on September 29, 2020

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$ 99 Ethics, Banking, and Litigation In Stock
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Course Information

Time 1h 2m
Difficulty Intermediate
Topics covered in this course: Ethics Banking Litigation

Course Description

The use of litigation financing continues to engender spirited debate within the legal community. Attorney ethics requirements are a central focus of this debate – both for in-house counsel and private practitioners. Some of the major issues include an attorney’s duty to use independent professional judgment, avoid conflicts of interest, and protect the attorney-client and work product privileges.

In this engaging and informative program, taught by Jim Batson, Senior Investment Manager and Legal Counsel for litigation finance company Omni Bridgeway, participants will learn how to use non-recourse litigation funding to, among other things, finance their cases, obtain working capital and create case portfolios. The program will address the basics of litigation finance and how the applicable Rules of Professional Responsibility intersect with litigation funding, as well as the notable legal decisions that have impacted the litigation funding industry in 2020, including a discussion of disclosure rules. A detailed appendix will be provided containing the ethics opinions and additional contents discussed during the program.

Learning Objectives:
  1. Review the evolution and foundations of litigation finance
  2. Consider the ways that litigation finance and attorney ethics intersect
  3. Discuss the impact of recent legal case decisions on the subject
  4. Ethically integrate litigation financing into every step of litigation strategy (including on appeal) 

Credit Information

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James Batson

Omni Bridgeway

Jim Batson is a Senior Investment Manager and Director of Business Development and Structuring-US and head of Omni Bridgeway’s New York office. Jim also assists his fellow Omni Investment Managers and Legal Counsel with formulating deal terms and structures. He monitors a multi-million-dollar investment portfolio and leads the company’s corporate outreach initiative working with decision-makers and influencers involved in legal, risk and capital management seeking non-resource financing for commercial lawsuits. Before joining Omni Bridgeway in 2014, Jim held roles as Chief Operating Officer and Consultant for two commercial litigation finance companies.  

Jim serves as a strategic partner, providing consultation on cases from initial review through final resolution. His guidance is drawn from 20 years of experience as a trial lawyer and senior partner with a prestigious plaintiff’s law firm that brought many of its cases on a contingent-fee basis. An accomplished litigator, Jim represented the plaintiff in Zubulake v. UBS Warburg, a case widely regarded as redefining parties’ e-discovery obligations in litigation. Jim proves to be a valuable resource for lawyers appearing in various jurisdictions. He has tried cases in federal and state court and before the American Arbitration Association, JAMS, FINRA and the Chicago Board of Trade. He also handled regulatory proceedings before the SEC, the NYSE and FINRA.

Jim frequently speaks about litigation finance at conferences, law firm seminars and other events. Jim received a B.A. in Economics and English from Cornell University, a J.D. from Fordham University School of Law, and an M.B.A. from Fordham University School of Business.


Daniel G.

Very interesting topic, and a very experienced and informative presenter.

Joseph M.

The is a need for more CLE programs on the subject of Litigation Finance.

Charilyn C.

Presenter was interesting, knows the subject thoroughly, and has effective working knowledge of litigation from 2 decades prior experience as a litigator. Practice tips for lawyers are plentiful throughout, especially about the ethical issues that arise.

Myron D.

good presentation

Alicia R.

Very professional.

Daniel D. B.

very good

Shana B.

Very informative but faculty was cut off at the end.

Charles S.

Well presented subject matter.

Bruce F.

The presenter was outstanding!

Thomas B.

Thank you!

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