Crowdfunding for Issuers

This course, presented by Nate Dodson of Crowdfunding Lawyers, is designed to provide lawyers with comprehensive knowledge and practical insights into the world of crowdfunding. Whether you're advising issuers, investors, or crowdfunding platforms, understanding the regulations and nuances of this dynamic field is crucial. Through a series of engaging lectures, case studies, and discussions, you will explore key topics such as Regulation D (506(c) and 506(b)), Regulation CF, Regulation A, licensing exemptions, investment portals, marketing strategies, and the limitations imposed on broker-dealers and crowdfunding portals. By the end of this course, you will be equipped with the expertise to navigate the legal complexities of crowdfunding and effectively advise your clients in this rapidly evolving industry.

Learning Objectives:

1. Analyze the regulatory landscape of crowdfunding, including Regulations D, CF, and A, to identify the most suitable crowdfunding options for clients and provide informed guidance on compliance requirements and investor protections
2. Prepare legally sound crowdfunding offerings by applying the knowledge of licensing exemptions, such as the Rule 3a4-1 Safe Harbor Exemption from Broker Registration, and understand the limitations and responsibilities of investment portals and crowdfunding platforms
3. Discuss effective marketing strategies for crowdfunding campaigns while ensuring compliance with regulatory restrictions and best practices, including the identification and disclosure of potential risks and anti-fraud measures
4. Predict potential legal challenges and pitfalls in the crowdfunding space, enabling attorneys to proactively advise clients on risk mitigation, dispute resolution, and the implementation of successful crowdfunding campaigns, based on comprehensive case studies and practical applications