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Corporate Political Activity and Compliance: Developing an Effective Compliance Plan

(384 reviews)

Produced on November 06, 2018

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$ 59 Business, Corporate, & Securities Law and Election, Campaign, & Political Law In Stock
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Course Information

Course Description

In the wake of the 2016 Presidential Election, more companies and individuals are becoming engaged in the political process. It is becoming increasingly difficult to expect your company’s officers, directors, shareholders and employees to sit on the sidelines. Join Genova Burns LLC partner Rebecca Moll Freed, Esq., head of the Corporate Political Activity Law Group, for developing a strategy for Political Activity Compliance.

In-house counsel, corporate compliance officers, and governmental affairs agents are frequently involved in developing and implementing their company’s compliance program as it relates to political contributions, pay-to-play laws, lobbying rules and gifts and entertainment. 

This program will focus on the pitfalls that in-house counsel, corporate compliance officers, and governmental affairs agents face when trying to develop and implement a company-wide corporate political activity compliance policy.


Learning Objectives:

  1. Examine the laws and regulations governing the role of companies in the political process
  2. Identify the many pitfalls in which a single misstep can have significant consequences such as: loss of government contracting opportunities, fines and penalties, negative publicity and damage to the company’s reputation
  3. Walk through the steps that are necessary for developing and implementing an effective and ethical compliance program


Credit Information

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Faculty

Rebecca Moll Freed

Genova Burns LLC

Ms. Freed advises corporations, partnerships, limited liability companies, trade associations, charitable organizations, social welfare organizations and political action committees on the legal aspects of their political activities.

 

Ms. Freed has substantial experience with New Jersey’s pay-to-play laws; she has lectured frequently on the topic, and written extensively on the issue as well, including articles for New Jersey Lawyer, New Jersey League of Municipalities Magazine, and New Jersey Law Journal.

 

Ms. Freed also has extensive experience in procurement law, assisting clients in the preparation of RFPs and RFQs on the state and local levels. She has represented numerous clients in bid protest disputes before administrative agencies and before the Appellate Division of New Jersey Superior Court.

 

As Director of the firm’s Corporate Political Activity Group, the Non-Profit and Tax Exempt Organization Practice Group and Vendor Political Activity & Ethics Compliance Training & Audit Programs, Ms. Freed provides training and counseling to companies, in-house counsel and corporate ethics and compliance officers who seek to maximize government contracting opportunities while assuring compliance with the law.

 

Representative Matters:

  • Assists clients in the development of political activity compliance policies and training programs.
  • Advises on corporate ethics.
  • Advises clients on the impact that political contributions may have had on their ability to maintain eligibility for government contracts at the state, county and local level.
  • Defends clients in pay-to-play ineligibility determinations at the state, county and local levels.
  • Represents non-profits on creating independent expenditure political action committees that comply with the U.S. Supreme Court’s decision in Citizens United v. FEC.

Ms. Freed serves as co-Chair of the firm’s Strategic Planning Committee. From 2013 to 2015, Ms. Freed served as co-Chair of the firm’s Inclusionary Initiative, which encompasses the firm’s Women’s Initiative and Diversity Initiative. The Inclusionary Initiative focuses on the common goal of fostering better lawyers and serving our clients’ needs.

 

Memberships and Affiliations:

  • Member, Newark Academy Board of Governors
  • Participant, Newark Academy - Newark Scholars Program
  • Board Counsel, Women’s Political Caucus of New Jersey
  • Co-Chair of Common Ground Speaks, an initiative that sponsors a free lecture series featuring distinguished speakers who address topics related to child development, parenting and education at Far Hills Country Day School
  • Trustee, Partners for Women and Justice, 2011 to 2014

 

Distinctions:

  • Recipient of the “Mary Philbrook Award” by Women’s Political Caucus of New Jersey, 2016
  • Honored as a “Woman of Distinction” for the Class of 1994 by Newark Academy for her contributions to the legal industry and to the community, 2014
  • Listed in NJBIZ as one of “Forty Under 40”, 2010
  • Listed in New Jersey Law Journal as one of “Forty Under 40”, 2008

 

Publications:

  • “Adoption and Implementation of a Political Activity Compliance Policy: Don’t Let Your Employees’ Individual Political Activities Put Your Company at Risk” (New Jersey Lawyer, June 2014) (co-author)
  • “Independent Expenditures: A Mechanism for Bribery in the Procurement Process?” (New Jersey Lawyer, February 2013) (co-author)
  • “Local Pay-to-Play Restrictions: An Unconstitutional Impingement on First Amendment Rights?” (New Jersey Lawyer, Dec. 2006)
  • “How to Cut through the Confusion of Pay-to-Play” (New Jersey Municipalities, Feb. 2006)
  • “Pervasively Regulated Industries Can Participate Politically” (New Jersey Law Journal, 167 NJLJ 28, January 7, 2002) (co-author)
  • “The Right to Vote and Be Counted: A Liberty at Risk” (The New Jersey Lawyer, April 2005) (co-author)
  • “Pay-to-Play: Political Contributions Doing Business with the Government Must Beware” (New Jersey League of Municipalities Magazine and the New Jersey Business and Industry Magazine, 2004) (co-author)

 

Bar Admissions:

  • New Jersey, and U.S. District Court, District of New Jersey, 2001
  • New York, 2002

 

Education:

  • Georgetown University Law Center, J.D., 2001
  • Tufts University, B.A., 1998


Reviews

CM
Carroll M.

Such a timely subject and soooo well presented!

DW
David W.

Great program and instructor!

RR
Richard R.

Excellent, knowledgeable presenter!

HS
HENRY S.

She was a good presenter of an interesting and timely topic.

SS
Stephanie S.

informative and well organized presentation

WR
Walter R.

Excellent presentation. An extremely timely topic.

CJ
Charles D. J.

The presenter was outstanding in that she made the Citizens United vs. FEC case understandable even for the general practitioner, or the attorney who does not practice political campaign/finance on a daily basis.

AM
Antoine M.

Attorney-Presenter had smooth and impeccable presentation; moderator support was excellent.

DB
Daniel B.

Every seminar, including this one, is of the highest quality. I am very pleased to have selected Lawline.

BM
Brian M.

Exceptional! I was looking for a course on compliance with political contribution laws, and this met my needs perfectly. Well done!

SK
Steven K.

Excellent presenter.

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