On Demand

Best Practices for Selecting a Panel of FINRA Arbitrators


Created on October 05, 2021





You have compelled FINRA arbitration, now what? A FINRA arbitration is only as good as the panel of arbitrators, fact-finders, and decision-makers of the case. This program, presented by Janell Ahnert of Littler Mendelson, P.C., will address best practices to use during one of the most critical stages in any arbitration: the selection of the panel of arbitrators. Attorneys practicing before FINRA will benefit from this course.

Learning Objectives:

  1. Understand the process used to strike the panel

  2. Identify arbitrator qualifications, experience, and training

  3. Review arbitrator bios and disclosures

  4. Utilize additional tools and resources to identify the most appropriate candidates

  5. Consider diversity among the panel

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