AML Compliance Basics for Lawyers

Production Date: November 14, 2017 Practice Areas: Banking Law Estimated Length: 3696 minutes


$ 59 Banking Law In Stock

This course, led by attorney Kathleen Scott, will be an introduction to anti-money laundering (AML) compliance requirements for various financial services businesses. Here, she discusses what practitioners need to know to effectively counsel clients in such matters.

Join Ms. Scott as she provides the basics on anti-money laundering requirements, including the law, regulations, international standards, and guidance on each. She will also address the role of the Financial Crimes Enforcement Network, as well as the roles of other regulators.

Learning Objectives:

  1. Identify the major governing statutes and regulations of AML
  2. Determine which regulations are applicable to which entities
  3. Discuss the role of the Financial Crimes Enforcement Network and other regulators
  4. Establish best practices for effectively counseling client in AML matters

Beverly L.

Kathleen Scott is well versed on the subject and provided basic information in a manner that kept your attention.

Lewis B.
Pasadena, CA


Nicholas K.
Charlotte, NC

Excellent overview of AML...

Elliot F.
Tucson, AZ

Good presentation regarding complex issue.

Sheila S.
Hollywood, FL

The instructor was quite knowledgeable. She packed in a lot of information.

Anna D.
Concord, NC

Really enjoyed the faculty; very natural clearly knew what she was talking about. Seemed like she had to speak quickly to fit everything into an hour. May be better as a 90 min course.

Janine B.
Falls Church, VA

This course should be required for all attorneys.

Marshall N.
Little Rock, AR