AML Compliance Basics for Lawyers

This course, led by attorney Kathleen Scott, will be an introduction to anti-money laundering (AML) compliance requirements for various financial services businesses. Here, she discusses what practitioners need to know to effectively counsel clients in such matters.

Join Ms. Scott as she provides the basics on anti-money laundering requirements, including the law, regulations, international standards, and guidance on each. She will also address the role of the Financial Crimes Enforcement Network, as well as the roles of other regulators.

Learning Objectives:

1. Identify the major governing statutes and regulations of AML
2. Determine which regulations are applicable to which entities
3. Discuss the role of the Financial Crimes Enforcement Network and other regulators
4. Establish best practices for effectively counseling client in AML matters