This course, led by attorney Kathleen Scott, will be an introduction to anti-money laundering (AML) compliance requirements for various financial services businesses. Here, she discusses what practitioners need to know to effectively counsel clients in such matters.
Join Ms. Scott as she provides the basics on anti-money laundering requirements, including the law, regulations, international standards, and guidance on each. She will also address the role of the Financial Crimes Enforcement Network, as well as the roles of other regulators.
Kathleen A. Scott is a senior counsel in the New York office. She represents financial institution clients with respect to the regulatory aspects of mergers and acquisitions, establishment of new banking organizations and nonbanking affiliates, and other transactions.
Kathleen advises foreign and domestic financial institutions on a broad range of federal and state regulatory issues affecting all their operations and interacts routinely with federal and state banking regulators. She has expertise regarding U.S. federal and New York and various other state banking laws and regulations regarding banks as well as nonbank financial companies that might require licensing at the state level.
Kathleen also counsels financial institutions on their compliance with federal consumer, privacy and anti-money laundering legislation and regulations; and represents financial institutions facing enforcement or other supervisory actions or investigations by state and federal regulators.
Kathleen began her career as an attorney for the United States Department of Treasury and also served as an assistant counsel for the New York State Banking Department before going into private practice at two major NY law firms before joining Norton Rose Fulbright.
Kathleen Scott is well versed on the subject and provided basic information in a manner that kept your attention.
Excellent overview of AML...
Good presentation regarding complex issue.
The instructor was quite knowledgeable. She packed in a lot of information.
Really enjoyed the faculty; very natural clearly knew what she was talking about. Seemed like she had to speak quickly to fit everything into an hour. May be better as a 90 min course.
This course should be required for all attorneys.
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