Regulation A+: The Democratization of Capital

Regulation A+, or the “mini-IPO,” first came into effect in 2015 as part of the JOBS Act, and the streamlined pathway to public offerings has already had a significant impact on capital-raising strategies for emerging companies.

This program, taught by veteran securities attorney J. Sunny Barkats, will guide practitioners through the requirements of Regulation A+, offering practical tips for advising emerging growth companies on attracting and retaining capital while staying SEC compliant.

Learning Objectives:

1. Discuss the types of companies that will benefit from raising funds through Regulation A+
2. Identify eligible issuers and eligible securities
3. Review the rules for Tier 1 and Tier 2 offerings
4. Grasp the offering process
5. Draft the relevant disclosures, statements and other required documents