What is the current state of financial regulation and enforcement? How does it compare to recent history?
Mr. Lennon, a litigator and forensic accountant with over twenty years of experience in cases involving complex financial issues, will very briefly explore the historical backdrop of regulatory change with an emphasis on recent high-profile enforcement matters. He will then explore the essentials of regulatory enforcement cases with an emphasis on appropriate settlement strategies.
This course originally appeared as a part of our December 2017 Bridge the Gap Event.
Peter A. Lennon’s career has been devoted to cases involving complex financial issues for many years. In addition to being an Attorney at Law and a Professor of Economics, he is also a Certified Public Accountant with extensive Auditing and Taxation experience and has a Masters Degree in Finance. He works as a Lawyer, Forensic Investigator and Litigation Consultant for firms and regulators.
Excellent general knowledge to have about the workings of the financial system.
This was the best practice area historical overview CLE I have taken through Lawline.
Fantastic program - especially liked the history of regulation.
Great speaker!! One of the best I’ve heard yet.