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- -Live Courses (21)
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Securities Courses
| Page: 1 | Courses Per Page: 25 | 50 | 75 | 100 |
- Sort By:
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- Title
The JOBS Act: What Your Clients Need to Know for Their Businesses
| State Credits | AK
G: 2.00 |
AZ
G: 2.00 |
CA
G: 2.00 |
MO
G: 2.50 |
ND
G: 2.50 |
TX
G: 2.00 |
NY
G: 2.50 |
| GA
G: 2.00 |
HI
G: 2.00 |
NJ
G: 2.50 |
IL
G: 2.00 |
Parallel Investigations and Proceedings by the SEC and the DOJ
| State Credits | AK
G: 2.00 |
AZ
G: 2.00 |
CA
G: 2.00 |
MO
G: 2.50 |
ND
G: 2.50 |
TX
G: 2.50 |
WV
G: 3.00 |
| NY
G: 2.50 |
VA
G: 2.50 |
GA
G: 2.00 |
HI
G: 2.00 |
NJ
G: 2.50 |
IL
G: 2.00 |
KY
G: 2.50 |
|
| TS
G: 2.50 |
MERS and Securitization in Foreclosure Litigation
Featuring:
Dustin Zacks
View Full Course Description
| State Credits | AK
G: 1.00 |
AZ
G: 1.00 |
CA
G: 1.00 |
FL
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
NY
G: 1.00 |
| GA
G: 1.00 |
HI
G: 1.00 |
NJ
G: 1.00 |
IL
G: 1.00 |
KY
G: 1.00 |
Title IV of Dodd-Frank Act: Changes to Regulatory Regime for Investment Advisers
| State Credits | AK
G: 1.00 |
AZ
G: 1.00 |
CA
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
WV
G: 1.20 |
NY
G: 1.00 |
| GA
G: 1.00 |
HI
G: 1.00 |
IL
G: 1.00 |
The Dodd-Frank Act: Is it Really a Complete Renovation?
Featuring:
Ernest Badway
View Full Course Description
| State Credits | AK
G: 1.00 |
AZ
G: 1.00 |
CA
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
OR
G: 1.00 |
UT
G: 1.00 |
| NY
G: 1.00 |
GA
G: 1.00 |
HI
G: 1.00 |
NJ
G: 1.00 |
IL
G: 1.00 |
Securities Arbitration: Nuts and Bolts
Featuring:
Richard Roth
View Full Course Description
| State Credits | AZ
G: 1.00 |
CA
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
TN
G: 1.00 |
NY
G: 1.00 |
HI
G: 1.00 |
| NJ
G: 1.00 |
IL
G: 1.00 |
PA
G: 1.00 |
The Dodd-Frank Act: What it Means for Employment Lawyers
Featuring:
Joseph Ahmad
View Full Course Description
| State Credits | AK
G: 1.00 |
AZ
G: 1.00 |
CA
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
TX
G: 1.00 |
NY
G: 1.00 |
| VA
G: 1.00 |
GA
G: 1.00 |
HI
G: 1.00 |
NJ
G: 1.00 |
IL
G: 1.00 |
Transparency at the SEC: A Response to the Current Financial Crisis
Featuring:
Ernest Badway
View Full Course Description
| State Credits | AZ
G: 1.50 |
CA
G: 1.50 |
CO
G: 2.00 |
ND
G: 1.50 |
NY
G: 1.50 |
HI
G: 1.50 |
NJ
G: 1.50 |
| IL
G: 1.50 |
WA
G: 1.50 |
CPE
G: 3.00 |
United States vs. Roger Duronio: A Criminal Investigation in Securities Fraud
| State Credits | AZ
G: 1.50 |
CA
G: 1.50 |
ND
G: 1.50 |
NY
G: 1.50 |
GA
G: 1.50 |
HI
G: 1.50 |
NJ
G: 1.50 |
| IL
G: 1.50 |
WA
G: 1.50 |
PA
G: 1.50 |
TS
G: 1.50 |
Launching a Hedge Fund
Featuring:
Simon Riveles
View Full Course Description
| State Credits | AK
G: 1.00 |
AZ
G: 1.00 |
CA
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
NY
G: 1.00 |
GA
G: 1.00 |
| HI
G: 1.00 |
NJ
G: 1.00 |
IL
G: 1.00 |
SEC Rules Requiring Enhanced Disclosure About Risk, Compensation and Corporate Governance
| State Credits | AZ
G: 0.75 |
CA
G: 0.75 |
MO
G: 0.75 |
ND
G: 0.75 |
NY
G: 0.75 |
HI
G: 0.75 |
NJ
G: 0.75 |
| IL
G: 0.75 |
Being Practical with the SEC After the Meltdown
Featuring:
Ernest Badway
View Full Course Description
| State Credits | AZ
G: 2.00 |
CA
G: 2.00 |
ID
G: 2.00 |
MO
G: 2.00 |
ND
G: 2.00 |
OR
G: 2.00 |
NY
G: 2.00 |
| VA
G: 2.00 |
GA
G: 2.00 |
HI
G: 2.00 |
NJ
G: 2.00 |
IL
G: 2.00 |
The Securities & Exchange Commission: History & Status
Featuring:
J. Scott Colesanti
View Full Course Description
| State Credits | AZ
G: 1.50 |
CA
G: 1.50 |
MO
G: 1.50 |
ND
G: 1.50 |
NY
G: 1.50 |
HI
G: 1.50 |
NJ
G: 1.50 |
| IL
G: 1.50 |
WA
G: 1.50 |
PA
G: 1.50 |
The U.S. Government's Assault on Overseas Bank & Securities Accounts
| State Credits | AZ
G: 1.00 |
CA
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
NY
G: 1.00 |
GA
G: 1.00 |
HI
G: 1.00 |
| NJ
G: 1.00 |
IL
G: 1.00 |
NV
G: 1.00 |
Practice Makes Perfect: Learn to Practice Like a Pro
| State Credits | AK
G: 3.00 |
AZ
G: 3.00 |
CA
G: 3.00 |
MO
G: 3.00 |
ND
G: 3.00 |
OR
G: 2.75 |
NY
G: 3.00 |
| GA
G: 3.00 |
HI
G: 3.00 |
NJ
G: 3.00 |
IL
G: 3.00 |
Loan Trading
Featuring:
Julie Globus
View Full Course Description
| State Credits | AK
G: 2.00 |
AZ
G: 2.00 |
CA
G: 2.00 |
MO
G: 2.50 |
ND
G: 2.50 |
NY
G: 2.50 |
GA
G: 2.00 |
| HI
G: 2.00 |
NJ
G: 2.50 |
IL
G: 2.00 |
Securities Arbitration: Industry Disputes
| State Credits | AZ
G: 1.00 |
CA
G: 1.00 |
CO
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
TN
G: 1.00 |
UT
G: 1.00 |
| NY
G: 1.00 |
GA
G: 1.00 |
HI
G: 1.00 |
NJ
G: 1.00 |
IL
G: 1.00 |
Event Date and Time: June 19 2013 12:00:00PM EST
Parallel Investigations and Proceedings by the SEC and the DOJ (REBROADCAST)
| State Credits | KY
G: 2.50 |
Hedge Fund Managers Beware: Minimizing Insider Trading Risk While Using Expert Consultants
Featuring:
Ralph A. Siciliano
Ronald L. Rubin
Dianne Mattioli
Ricardo W. Davidovich
View Full Course Description
| State Credits | AK
G: 1.00 |
AZ
G: 1.00 |
CA
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
TX
G: 1.00 |
WV
G: 1.30 |
| NY
G: 1.00 |
VA
G: 1.00 |
GA
G: 1.00 |
HI
G: 1.00 |
NJ
G: 1.00 |
IL
G: 1.00 |
KY
G: 1.00 |
FTC's Red Flags Rules Series: Ethical Implications for Attorneys and Their Clients (Audio Only)
Featuring:
Yan Ross
View Full Course Description
| State Credits | AZ
E: 1.00 |
CA
E: 1.00 |
ND
E: 1.00 |
NY
E: 1.00 |
NJ
E: 1.00 |
IL
E: 1.00 |
The U.S. Foreign Corrupt Practices Act: Compliance and Enforcement
Featuring:
Douglas Jacobson
View Full Course Description
| State Credits | AK
G: 1.00 |
AZ
G: 1.00 |
CA
G: 1.00 |
MO
G: 1.00 |
ND
G: 1.00 |
TX
G: 1.00 |
NY
G: 1.00 |
| GA
G: 1.00 |
HI
G: 1.00 |
NJ
G: 1.00 |
IL
G: 1.00 |
| Page: 1 |

