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The SEC Courses

Page: 1 Courses Per Page: 25 | 50 | 75 | 100

Parallel Investigations and Proceedings by the SEC and the DOJ

  • General Credit: 2.50

Show State Credits
State Credits AK
G: 2.00
AZ
G: 2.00
CA
G: 2.00
MO
G: 2.50
ND
G: 2.50
TX
G: 2.50
WV
G: 3.00
NY
G: 2.50
VA
G: 2.50
GA
G: 2.00
HI
G: 2.00
NJ
G: 2.50
IL
G: 2.00
KY
G: 2.50
TS
G: 2.50

Understanding Today's Foreclosure Defense Part 1: Securitization Overview

  • General Credit: 1.00

Show State Credits
State Credits AK
G: 1.00
AZ
G: 1.00
MO
G: 1.00
ND
G: 1.00
TX
G: 1.00
HI
G: 1.00
NJ
G: 1.00
IL
G: 1.00

The Dodd-Frank Act: Is it Really a Complete Renovation?

  • General Credit: 1.00

Show State Credits
State Credits AK
G: 1.00
AZ
G: 1.00
CA
G: 1.00
MO
G: 1.00
ND
G: 1.00
OR
G: 1.00
UT
G: 1.00
NY
G: 1.00
GA
G: 1.00
HI
G: 1.00
NJ
G: 1.00
IL
G: 1.00

The Dodd-Frank Act: What it Means for Employment Lawyers

  • General Credit: 1.00

Show State Credits
State Credits AK
G: 1.00
AZ
G: 1.00
CA
G: 1.00
MO
G: 1.00
ND
G: 1.00
TX
G: 1.00
NY
G: 1.00
VA
G: 1.00
GA
G: 1.00
HI
G: 1.00
NJ
G: 1.00
IL
G: 1.00

Transparency at the SEC: A Response to the Current Financial Crisis

  • General Credit: 1.50

Show State Credits
State Credits AZ
G: 1.50
CA
G: 1.50
CO
G: 2.00
ND
G: 1.50
NY
G: 1.50
HI
G: 1.50
NJ
G: 1.50
IL
G: 1.50
WA
G: 1.50
CPE
G: 3.00

Launching a Hedge Fund

  • General Credit: 1.00

Show State Credits
State Credits AK
G: 1.00
AZ
G: 1.00
CA
G: 1.00
MO
G: 1.00
ND
G: 1.00
NY
G: 1.00
GA
G: 1.00
HI
G: 1.00
NJ
G: 1.00
IL
G: 1.00

The Securities & Exchange Commission: History & Status

  • General Credit: 1.50

Show State Credits
State Credits AZ
G: 1.50
CA
G: 1.50
MO
G: 1.50
ND
G: 1.50
NY
G: 1.50
HI
G: 1.50
NJ
G: 1.50
IL
G: 1.50
WA
G: 1.50
PA
G: 1.50

SEC Rules Requiring Enhanced Disclosure About Risk, Compensation and Corporate Governance

  • General Credit: 0.80

Show State Credits
State Credits AZ
G: 0.75
CA
G: 0.75
MO
G: 0.75
ND
G: 0.75
NY
G: 0.75
HI
G: 0.75
NJ
G: 0.75
IL
G: 0.75

Being Practical with the SEC After the Meltdown

  • General Credit: 2.00

Show State Credits
State Credits AZ
G: 2.00
CA
G: 2.00
ID
G: 2.00
MO
G: 2.00
ND
G: 2.00
OR
G: 2.00
NY
G: 2.00
VA
G: 2.00
GA
G: 2.00
HI
G: 2.00
NJ
G: 2.00
IL
G: 2.00

The U.S. Foreign Corrupt Practices Act: Compliance and Enforcement

  • General Credit: 1.00

Show State Credits
State Credits AK
G: 1.00
AZ
G: 1.00
CA
G: 1.00
MO
G: 1.00
ND
G: 1.00
TX
G: 1.00
NY
G: 1.00
GA
G: 1.00
HI
G: 1.00
NJ
G: 1.00
IL
G: 1.00

Hedge Fund Managers Beware: Minimizing Insider Trading Risk While Using Expert Consultants

  • General Credit: 1.00

Show State Credits
State Credits AK
G: 1.00
AZ
G: 1.00
CA
G: 1.00
MO
G: 1.00
ND
G: 1.00
TX
G: 1.00
WV
G: 1.30
NY
G: 1.00
VA
G: 1.00
GA
G: 1.00
HI
G: 1.00
NJ
G: 1.00
IL
G: 1.00
KY
G: 1.00
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